Darrell Sheridan James

Employer firm

Transcendent Capital Group CRD 316872

$361M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Edmond, OK
• 11/2016 → 08/2022
  Wells Fargo Clearing Services, Llc
  Edmond, OK
• 08/2022 → Present
  Transcendent Capital Group Llc
  Edmond, OK

Previous Registrations

• 2003-07-01 → 2022-08-10
  Wells Fargo Clearing Services, Llc
  Edmond, OK
  Edmond, OK
• 2001-06-29 → 2003-07-01
  Prudential Equity Group, Llc
  Edmond, OK

Other Businesses

James Wealth Solutions, LLC; not investment-related; 1008 S Bryant Ave, Suite 210 Edmond OK 73034; primarily used for bookkeeping purposed & to process fees from the revenue of Transcendent Capital Group; 100% owner; Start Date 08/18/2022; 4 hours/month for bookkeeping purposes with this entity; 2 hours/month during normal trading hours. Darrell James Farm- Sole Proprietor; Not investment-related; 910509 S. 3400 Rd. Chandler, OK 74834; Farming/Ranching; Owner; Bought land in April 2023. Filed for farm exempt permit in December 2023 and received by mail in December 2023; 8-10 hours per month; 0 hours per month during securities trading hours; Assist my son-in-law with farming and ranching.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-24
• S63 Uniform Securities Agent State Law Examination
  1983-04-29