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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-04-21 |
| OH | RA | APPROVED | 2024-03-15 |
| PA | RA | APPROVED | 2023-03-23 |
| DE | RA | APPROVED | 2022-12-05 |
| VA | RA | APPROVED | 2022-09-29 |
| NH | RA | APPROVED | 2022-09-12 |
| SC | RA | APPROVED | 2022-01-06 |
| NJ | RA | APPROVED | 2021-03-01 |
| NC | RA | APPROVED | 2020-06-30 |
| FL | RA | APPROVED | 2019-09-25 |
| MD | RA | APPROVED | 2013-02-05 |
Branch Locations
1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES
6 North Park Drive Suite 106, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Hunt Valley | MD | 02/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-03 |
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