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Carmine Claudio Capone

Gms Group

Boca Raton, FL

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Current Employers
Gms Group

120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-12
  • FL RA
    APPROVED
    Since 2026-02-12

Branch Locations

2600 N Military Trail Suite 400, Boca Raton, FL 33431 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Gms Group Llc Boca Raton FL 08/1985 Present
The Gms Group Llc Boca Raton FL 01/2026 Present
  • 08/1985 → Present
    The Gms Group Llc
    Boca Raton, FL
  • 01/2026 → Present
    The Gms Group Llc
    Boca Raton, FL
Other Businesses

GMS Group Holdings Corp;120 Eagle Rock Ave, Suite 300 East Hanover NJ 07936; Broker Dealer Holding Corp; Board Member; Offer advice to better the organization; Devote a few hours every quarter; No activity during trading hours; Do not receive compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
S63 Uniform Securities Agent State Law Examination 1985-06-07
  • S66 Uniform Combined State Law Examination
    2026-02-11
  • S63 Uniform Securities Agent State Law Examination
    1985-06-07

View on SEC IAPD

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