Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

216 N Glendora Ave Ste 209, Glendora, CA 91741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

(1) SELLS LIFE INSURANCE. LONG TERM CARE; (2) NAME OF OTHER BUSINESS: FINANCIAL NETWORK GLENDORA VILLAGE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON START DATE: 01/02/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 48668 DESERT FLOWER DR, PALM DESERT, CA 92260 NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2018, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: FULL TIME RENTAL (4) NAME OF OTHER BUSINESS: STANLEY R ANDERSON; INVESTMENT RELATED: NO; ADDRESS: 936 DALTON SPRINGS LANE GLENDORA CA 91741; NATURE OF BUSINESS: SELL COLLECTIBLE COINS; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: SELL COLLECTIBLE COINS FROM PERSONAL COLLECTION ON EBAY; (5) NAME OF OTHER BUSINESS: STANLEY R. ANDERSON TRUSTEE, ANDERSON FAMILY TRUST DTD 05/21/2018; INVESTMENT RELATED: NO; ADDRESS: 48652 DESERT FLOWER DRIVE PALM DESERT, CA 92260; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHORT TERM RENTAL OF TOWNHOUSE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-23
  • S63 Uniform Securities Agent State Law Examination
    1992-03-23
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glendora, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor