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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
2220 East Route 66 Suite 150, Glendora, CA 91740 • United States
La Verne, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendora | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendora | CA | 03/2020 | Present |
Independent Insurance Brokering; Midland National Life - Index Annuity; 03/15/2021; . Board of Directors; Laubach; Christopher J; Director, Treasurer; 1941 Peyton Road, , La Verne, CA, 91750; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-09 |
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