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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| CA | RA | APPROVED | 2022-06-13 |
Branch Locations
2220 East Route 66 Suite 150, Glendora, CA 91740 • United States
Rancho Cucamonga, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Glendora | CA | 07/2020 | Present |
| American Marine Corporation | San Pedro | CA | 01/2020 | 07/2020 |
| Harbor Breeze Cruises | Long Beach | CA | 05/2017 | 01/2020 |
| Landrys Inc | Kemah | TX | 02/2015 | 05/2017 |
| Texas A&M University | Galveston | TX | 08/2013 | 05/2017 |
Outside Employment; Harbor Breeze Cruises; Captain - I operate company vessels; ; 1001 Aquarium Way Dock #2, , Long Beach, CA, 90802; Not Investment-Related; 02/27/2022; 1 to 9 hours per month; 0 during trading hours / ToursX; Captain - I operate company vessels; ; 1001 Aquarium Way Dock #7, , Long Beach, CA, 90802; Not Investment-Related; 04/02/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-11 |
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