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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-05-25 |
| TX | RA | APPROVED | 2020-02-03 |
Branch Locations
1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States
1604 Hewitt Avenue Suite 601, Everett, WA 98201 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Diego | CA | 09/2011 | 01/2026 |
| Ubs Financial Services Inc. | Seattle | WA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-27 |
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