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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-13
TN RA APPROVED 2025-02-14
  • TX RA
    APPROVED
    Since 2025-10-13
  • TN RA
    APPROVED
    Since 2025-02-14

Branch Locations

818 18Th Avenue South Suite 950, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Nashville TN 03/2012 02/2025
Kingswood Capital Partners Nashville TN 02/2025 Present
Kingswood Wealth Advisors Nashville TN 02/2025 Present
  • 03/2012 → 02/2025
    Stephens Inc
    Nashville, TN
  • 02/2025 → Present
    Kingswood Capital Partners
    Nashville, TN
  • 02/2025 → Present
    Kingswood Wealth Advisors
    Nashville, TN
Previous Registrations
Other Businesses

SETH A STEWART - INVESTMENT RELATED - 106 LASALLE COURT, NASHVILLE, TN - PRESIDENT - RESIDENTIAL PROPERTY INVESTMENT/ PURCHASE & LEASE SINGLE FAMILY RESIDENCES - SEPT 2014 - TIME DEVOTED TO OTHER BUSINESS/WEEKENDS ONLY - 0 HOURS DEVOTED DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-25
  • S66 Uniform Combined State Law Examination
    2006-08-25

View on SEC IAPD

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