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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED_RES | 2025-04-05 |
Branch Locations
400 International Parkway Suite 130, Heathrow, FL 32746 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot | Winter Park | FL | 06/2012 | 09/2020 |
| National Securities Corporation | Maitland | FL | 09/2020 | 07/2022 |
| B. Riley Wealth Advisors | Maitland | FL | 09/2020 | 04/2025 |
| B. Riley Wealth Management | Maitland | FL | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Heathrow | FL | 04/2025 | Present |
(1) B. RILEY WEALTH INSURANCE CORPORATION, FIXED INSURANCE, AGENT START 9-2020, MAITLAND, FL, 6 HRS PER MONTH/ DURING TRADING HRS, INVESTMENT RELATED...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-14 |
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