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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-11-20
  • FL RA
    APPROVED
    Since 2003-11-20

Branch Locations

1525 International Pkwy Ste 4021, Heathrow, FL 32746-7646 • United States

Winter Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Heathrow FL 09/2005 03/2020
Ameriprise Financial Services, Llc Heathrow FL 03/2020 Present
Other Businesses

Business Ownership; ARSweethomes LLC; Owner Manager; I hold my rental property under the business name; 380 Cortland Ave, , Winter Park, FL, 32789; Not Investment-Related; 04/05/2019; 0 hours per month; 0 during trading hours. Outside Employment; ARSweethomes LLC_Rental Property; Managaer - Owner, manager; ; 2 Oceans West Blvd. #2107Dayton Beach Shores, FL 32118, ,; Not Investment-Related; 04/05/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-13
  • S66 Uniform Combined State Law Examination
    2003-11-13
Other Names
  • Ali R. Shahnavaz

View on SEC IAPD

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