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Kathleen Ann Lynn

Janney Montgomery Scott LLC

Royersford, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-05
TX RA APPROVED_RES 2017-08-07
PA RA APPROVED 2006-06-12
  • NJ RA
    APPROVED
    Since 2022-04-05
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • PA RA
    APPROVED
    Since 2006-06-12

Branch Locations

542 N. Lewis Road Suite 104, Royersford, PA 19468 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pottstown PA 11/1999 04/2022
Janney Montgomery Scott Llc Royersford PA 04/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-02
S63 Uniform Securities Agent State Law Examination 1983-07-06
  • S66 Uniform Combined State Law Examination
    2022-04-02
  • S63 Uniform Securities Agent State Law Examination
    1983-07-06
Other Names
  • Kathie Lynn
  • Kathleen Ann Lynnroman
  • Kathleen D'AMore

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROYERSFORD, PA
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