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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-11 |
| WI | RA | APPROVED | 2009-09-11 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lacrosse | WI | 09/2009 | Present |
1. English Lutheran Church; 1509 King St La Crosse WI 54601; Christian Lutheran Church; Member of Endowment Fund Committee; Meets 4 times per year, reviews portfolio that is invested at TrustPoint in La Crosse, reviews request to disperse funds every January; affiliation started 04/10/2017; 4.0 hours per quarter; not during securities trading hours; not investment-related. 2. City of La Crosse--International Committee; 400 La Crosse St La Crosse WI 54601; Treasurer; I just give a summary to the International Committee; 01/08/2024; 4 hours per quarter; Not during securities trading hours; Not Investment -Related. 3. Rotary Works Foundation; PO Box 1914 La Crosse, WI 54601; Community Service; Member of the Foundation Committee; Encourage Members to Donate Funds to Rotary International and Rotary Clubs of La Crosse; 03/26/2026; 2hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-12 |
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