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Robert Patrick Hennessy

Mml Investors Services, LLC

Horsham, PA

North Cape May, NJ

CRD 1122896

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-10
PA RA APPROVED 2012-12-17
  • NJ RA
    APPROVED
    Since 2024-07-10
  • PA RA
    APPROVED
    Since 2012-12-17

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

North Cape May, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Horsham PA 09/2012 Present
Mml Investors Services, Llc Horsham PA 11/2012 Present
Previous Registrations
  • 2002-07-24 → 2012-11-20
    New England Securities
    Fort Washington, PA
    Newtown Square, PA
    Lafayette Hill, PA
    Newtown Square, PA
    Fort Washington, PA
Other Businesses

NAME: ROBERT HENNESSY, INV REL: Y ADDR:220 GIBRALTAR RD SUITE 350 HORSHAM PA 19044 NATURE: OUTSIDE INSURANCE POSITION:SALES/AGENT, START:1989 NO HR/MO:8 NO HR/MO DUR TRADING:2. DESCRIBE DUTIES: LIFE INSURANCE, HEALTH, GROUP LIFE, FIXED ANNUITIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-10-21
  • S63 Uniform Securities Agent State Law Examination
    1983-10-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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