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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-07 |
Branch Locations
36 N. New York Avenue, Huntington, NY 11743 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Ny | Ny | NY | 03/1983 | Present |
| Guardian Life Insurance Company | Huntington | NY | 05/1998 | Present |
| Kestra Advisory Services, Llc | Huntington | NY | 04/2016 | Present |
| Kestra Investment Services, Llc | Huntington | NY | 01/2015 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: RICHARD E. ZACHAROFF & ASSOCIATES, LLC Investment Related: Yes Address: 36 NORTH NEW YORK AVE. HUNTINGTON NY 11743 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 9/1/2014 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sales and Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-09 |
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