Richard Evan Zacharoff

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1983 → Present
  Mutual Of Ny
  Ny, NY
• 05/1998 → Present
  Guardian Life Insurance Company
  Huntington, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Huntington, NY
• 01/2015 → Present
  Kestra Investment Services, Llc
  Huntington, NY

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: RICHARD E. ZACHAROFF & ASSOCIATES, LLC Investment Related: Yes Address: 36 NORTH NEW YORK AVE. HUNTINGTON NY 11743 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 9/1/2014 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sales and Marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1986-05-09

Designations

• Certified Financial Planner
• Chartered Financial Consultant