Thomas Duncan Mc Candless

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Harrison, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Greenwich, CT

Other Businesses

Board of Directors; The Miracle League of Westchester; Treasurer; 15 Fisher Lane, Suite 200White Plains, NY 10603, ,; ; 02/01/2015; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Administrator.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-10
• S63 Uniform Securities Agent State Law Examination
  1991-04-15

Other Names

• Thomas Duncan Mccandless
• Thomas D Mc Candless