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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-06 |
| IA | RA | APPROVED | 2017-03-25 |
Branch Locations
2550 Middle Road Suite 204, Bettendorf, IA 52722 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryley Financial | Davenport | IA | 01/2005 | Present |
| Metlife Securities, Inc | Bettendorf | IA | 06/2006 | 03/2017 |
| Mml Investors Services, Llc | Bettendorf | IA | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Bettendorf | IA | 07/2016 | Present |
1)INDEPENDENT INSURANCE AGENT SERVICING LIFE/ACCIDENT/HEALTH FROM PRIVATE RESIDENCE FOR 0HRS/WK & WKND SINCE 11/2003 2)INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, MEDICARE RELATED PRODUCTS THROUGH AUGSBURGER & ASSOCIATES FROM PRIVATE RESIDENCE FOR 2HRS/WK DURING SECURITIES TRADING & 2HRS/WKND & EVENINGS SINCE 10/2014 3)INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 2HRS/WK DURING SECURITIES TRADING & 2HRS/WKND & EVENINGS SINCE 4/2015 4)Independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Property & Casualty - since 07/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-21 |
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