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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2012-06-15
  • IA RA
    APPROVED
    Since 2012-06-15

Branch Locations

2435 Kimberly Road Suite 305 South, Bettendorf, IA 52722 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Bettendorf IA 06/2012 Present
Previous Registrations
  • 2008-01-23 → 2012-06-27
    Woodbury Financial Services, Inc.
    Davenport, IA
    Davenport, IA
    Davenport, IA
Other Businesses

1. INSURANCE SALES. BEGAN 7/1/2012 FIXED INS, EQUITY INDEX ANNUITIES 0-5 HOURS A MONTH ARE DEVOTED TO THIS BUSINESS OF WHICH, 2 HOURS A MONTH ARE DURING TRADING HOURS. COMPENSATED BY COMMISSION. 2. FOREST ROAD ESTATES HOME OWNERS ASSOCIATION; NOT INVESTMENT RELATED; DAVENPORT, IA; HOME OWNERS ASSOCIATION FOR DEVELOPMENT; TREASURER; ACTIVITY BEGAN OCTOBER 2016; I DEVOTE APPX 1 HOUR TO THIS ACTIVITY PER MONTH, WITH NO HOURS DURING TRADING HOURS; PREPARE ANNUAL DUE STATEMENTS AND PAY BILLS FOR THE ASSOCIATION. 3. CAMEO 563 LLC; NOT INVESTMENT RELATED; BETTENDORF, IA; LLC ESTABLISHED AS A RECORD KEEPER; PARTNER; ACTIVITY BEGAN IN JULY 2016; I DEVOTE 10 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS;ENTITY IS ESTABLISHED AS BOOKKEEPING UNIT TO MANAGE OFFICE EXPENSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-14
S63 Uniform Securities Agent State Law Examination 1985-08-13
  • S65 Uniform Investment Adviser Law Examination
    2000-01-14
  • S63 Uniform Securities Agent State Law Examination
    1985-08-13
Designations
  • Certified Financial Planner
Other Names
  • Merriam Jeanne Rink
  • Merriam Jeanne Crooks

View on SEC IAPD

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