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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-06-15 |
Branch Locations
2435 Kimberly Road Suite 305 South, Bettendorf, IA 52722 • United States
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ausdal Financial Partners, Inc | Bettendorf | IA | 06/2012 | Present |
1. INSURANCE SALES. BEGAN 7/1/2012 FIXED INS, EQUITY INDEX ANNUITIES 0-5 HOURS A MONTH ARE DEVOTED TO THIS BUSINESS OF WHICH, 2 HOURS A MONTH ARE DURING TRADING HOURS. COMPENSATED BY COMMISSION. 2. FOREST ROAD ESTATES HOME OWNERS ASSOCIATION; NOT INVESTMENT RELATED; DAVENPORT, IA; HOME OWNERS ASSOCIATION FOR DEVELOPMENT; TREASURER; ACTIVITY BEGAN OCTOBER 2016; I DEVOTE APPX 1 HOUR TO THIS ACTIVITY PER MONTH, WITH NO HOURS DURING TRADING HOURS; PREPARE ANNUAL DUE STATEMENTS AND PAY BILLS FOR THE ASSOCIATION. 3. CAMEO 563 LLC; NOT INVESTMENT RELATED; BETTENDORF, IA; LLC ESTABLISHED AS A RECORD KEEPER; PARTNER; ACTIVITY BEGAN IN JULY 2016; I DEVOTE 10 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS;ENTITY IS ESTABLISHED AS BOOKKEEPING UNIT TO MANAGE OFFICE EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-13 |
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