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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2007-09-04 |
Branch Locations
2435 Kimberly Road Suite 305 South, Bettendorf, IA 52722 • United States
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert B. Ausdal & Co., Inc. | Bettendorf | IA | 09/2007 | Present |
1)OFFER FIXED INSURANCE PRODUCTS FROM A VARIETY OF INSURANCE COMPANIES (NON-INVESTMENT RELATED) 5HRS PER MONTH DURING TRADING HRS. 2) CAMEO 563 LLC; NOT INVESTMENT RELATED; BETTENDORF, IA; LLC ESTABLISHED AS A RECORD KEEPER; PARTNER; ACTIVITY BEGAN IN JULY 2016; I DEVOTE 10 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS;ENTITY IS ESTABLISHED AS BOOKKEEPING UNIT TO MANAGE OFFICE EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-15 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-24 |
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