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Current Employers
Consolidated Portfolio Review Corp

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-04-30
  • MI RA
    APPROVED
    Since 2021-04-30

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

8 E. Bridge St., Suite A-4, Rockford, MI 48840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turner Auto Wyoming MI 05/1982 Present
Ameriprise Financial Services, Inc. Rockford MI 09/2005 04/2021
Consolidated Portfolio Review Corp Woodbury NY 04/2021 Present
  • 05/1982 → Present
    Turner Auto
    Wyoming, MI
  • 09/2005 → 04/2021
    Ameriprise Financial Services, Inc.
    Rockford, MI
  • 04/2021 → Present
    Woodbury, NY
Previous Registrations
Other Businesses

Tom Turner Financial Services; Investment-Related; 8 E Bridge St, Ste A4, Rockford, MI 49341; Investment Advisor Representative; 06/2017; 160 Hours Per Month; 160 Hours Per Month during Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-12
S63 Uniform Securities Agent State Law Examination 1983-04-19
  • S66 Uniform Combined State Law Examination
    2010-07-12
  • S63 Uniform Securities Agent State Law Examination
    1983-04-19

View on SEC IAPD

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