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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-10-01 |
Branch Locations
6290 Bridgetown Road, Cincinnati, OH 45248 • United States
8118 Corporate Way, Suite 165, Mason, OH 45040 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Cincinnati | OH | 10/1986 | Present |
| Independent Life Agent | Cincinnati | OH | 10/1986 | Present |
| Lpl Financial Llc | Cincinnati | OH | 09/2015 | Present |
| Private Advisor Group, Llc | Morristown | OH | 09/2015 | Present |
1) 10/1/15-Independent Financial Resources, LLC/ DBA for LPL BUSINESS/100%/ MASON, OH 2) 10/1/15- Bowling/ Bowler in tournaments for prize money/2%/Cincinnati,OH. 3) 10/20/2015: Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100%. 4) 10/20/2015: Private Advisor Group - DBA: (Hybrid) Independent Financial Resources, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/2001 - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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