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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-05-19 |
| TX | RA | APPROVED_RES | 1996-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold | NJ | 02/1983 | Present |
| Bank Of America, Na | Manasquan | NJ | 12/2009 | Present |
I*115847 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Red Cross Address of business: Ocean Township, New Jersey 7712 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/26/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: To serve as a volunteer board member and participate in one or more of the American Red Cross committees. Committees will include the philanthropic committee (fundraising), support of U.S. Armed Forces and biomedical services (blood drives).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-02 |
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