Best Investors Account Sign in
Inactive

Gary Alan Pulford

Ritholtz Wealth Management

Newport, CA

New York, NY

Claim This Profile
Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-04
  • CA RA
    APPROVED
    Since 2017-12-04

Branch Locations

610 Newport Center Drive Suite 840, Newport, CA 92660 • United States

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Asset Management, Inc. San Diego CA 11/2005 12/2017
Ritholtz Wealth Management New York NY 12/2017 Present
Previous Registrations
  • 2005-11-16 → 2017-12-11
    Private Asset Management Inc
    Costa Mesa, CA
    San Diego, CA
  • 1997-07-08 → 2005-11-15
    Gamble Jones Investment Counsel
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-29
  • S63 Uniform Securities Agent State Law Examination
    1983-04-29

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TWENTY-FIVE CAPITAL PARTNERS
BANTA ASSET MANAGEMENT LP
J.P. MORGAN SECURITIES LLC
FIDUCIARY ARCHITECTS LLC
L SQUARED CAPITAL PARTNERS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

AMITA RAMESH DESAI
Phillip Matthew Faubert
Antoine Andre Maurice Lena
Derek Alexander Campbell
DONALD PATRICK CAMPBELL
MARK DAVID BANTA
MICHAEL BEALE BANTA
STEPHEN MATTHEW BANTA

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NEWPORT, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport Beach, CA
TWENTY-FIVE CAPITAL PARTNERS · NEWPORT BEACH, CA
BANTA ASSET MANAGEMENT LP · NEWPORT BEACH, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
FIDUCIARY ARCHITECTS LLC · NEWPORT BEACH, CA
L SQUARED CAPITAL PARTNERS · NEWPORT BEACH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT BEACH, CA

More in Newport, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor