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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-10 |
| CA | RA | APPROVED | 2010-07-06 |
Branch Locations
2233 W Balboa Blvd Ste 104-450, Newport, CA 92663 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2010 | Present |
1) CERVUS ADVISORY LLC - NEWPORT BEACH, CA, 92663, 02/01/2001, OWNER, USE OF DBA/TRADE NAME, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV-REL 200 HR/MO - 148 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/02/2010 3) USROWING, PRINCETON, NJ, 08542, 10/17/2022, SPORTS REFEREE, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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