Robert Lee Moore

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	1997-12-30
TX	RA	APPROVED_RES	1988-07-27

KS RA
APPROVED

Since 1997-12-30
TX RA
APPROVED_RES

Since 1988-07-27

Branch Locations

2959 N Rock Rd, Wichita, KS 67226 • United States

Wichita, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wichita	KS	02/1983	Present
Bank Of America,Na	Wichita	KS	11/2009	Present

02/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wichita, KS
11/2009 → Present

Bank Of America,Na

Wichita, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-24
S63	Uniform Securities Agent State Law Examination	1983-04-25

S65 Uniform Investment Adviser Law Examination

1992-03-24
S63 Uniform Securities Agent State Law Examination

1983-04-25

Other Names

Bob Moore

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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