William Patrick Ferry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 08/2025
  Benjamin F Edwards & Co
  St. Louis, MO
• 08/2025 → Present
  Lpl Financial Llc
  St. Louis, MO

Previous Registrations

• 2016-02-11 → 2025-08-29
  Benjamin F. Edwards & Company, Inc.
  St. Louis, MO
  Clayton, MO
  Wichita, KS
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
• 2008-09-09 → 2016-02-12
  Oppenheimer & Co. Inc.
  St. Louis, MO

Other Businesses

1- 12/2024 / Clayton Investment Associates / DBA for LPL Business (entity for LPL business) / Investment Rltd / 160 hrs mnth / 8 hrs during trading / at bus location / start 01/31/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  1983-05-03

Other Names

• Bill Patrick Ferry