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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-29 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | St. Louis | MO | 02/2016 | 08/2025 |
| Lpl Financial Llc | St. Louis | MO | 08/2025 | Present |
1- 12/2024 / Clayton Investment Associates / DBA for LPL Business (entity for LPL business) / Investment Rltd / 160 hrs mnth / 8 hrs during trading / at bus location / start 01/31/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-03 |
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