C Hodges Harty

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mobile, AL
• 11/2009 → Present
  Bank Of America,Na
  Mobile, AL

Other Businesses

(1) OWNS 3 PROPERTIES. RESIDENCE AS WELL AS RENTING OUT 2 CONDOS. I*128996 For profit or not for profit: For-Profit Organization Name of outside business organization: Fort Morgan Marina LLC Investment related: Y Address of business: gulf shores, Alabama 36542 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 1/20/2020 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Outside investor in a marina operation. No involvement on day to day basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-18
• S63 Uniform Securities Agent State Law Examination
  1983-05-11

Other Names

• Charles Hodges Harty
• C. Hodges Harty