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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-10-17 |
| TX | RA | APPROVED | 2019-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bel Air | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bel Air | MD | 11/2016 | 10/2019 |
| Janney Montgomery Scott Llc | Bel Air | MD | 10/2019 | Present |
1) Rental property; address [redacted]; start date: 12/01/2020; 1hr/month; not investment-related 2) Community Foundation Harford County, Bel Air, MD. Nominating Committee Member (06/2024) - support and assist the Board of Directors and staff by recommending candidates for appointment to the BofD and standing committees to direct & oversee the CFHC. Not compensated, not investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-09 |
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