Elizabeth Ann Plunkett

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bel Air, MD
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Bel Air, MD
• 10/2019 → Present
  Janney Montgomery Scott Llc
  Bel Air, MD

Previous Registrations

• 2008-01-01 → 2019-10-24
  Wells Fargo Clearing Services, Llc
  Bel Air, MD
• 1999-01-01 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Bel Air, MD
  St. Louis, MO
  Bel Air, MD

Other Businesses

1) Rental property; address [redacted]; start date: 12/01/2020; 1hr/month; not investment-related 2) Community Foundation Harford County, Bel Air, MD. Nominating Committee Member (06/2024) - support and assist the Board of Directors and staff by recommending candidates for appointment to the BofD and standing committees to direct & oversee the CFHC. Not compensated, not investment related, 1 hour/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-13
• S63 Uniform Securities Agent State Law Examination
  1983-08-09

Other Names

• Elizabeth Ann Pioli
• Libby Pioli
• Libby Plunkett