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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2009-03-06 |
Branch Locations
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Omaha | NE | 02/2009 | Present |
1. US Senator Charles Grassley Advisory Council; 135 Hart Senate Office Building, Washington DC 20510; Politics; Serve on Advisory Council; Share thoughts and perspectives on issues impacting families and communities; 08/18/2021; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-15 |
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