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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-28
HI RA APPROVED 2026-04-22
TX RA APPROVED_RES 2026-03-23
NV RA APPROVED 2026-03-20
  • CA RA
    APPROVED
    Since 2026-07-28
  • HI RA
    APPROVED
    Since 2026-04-22
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NV RA
    APPROVED
    Since 2026-03-20

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Kihei, HI • United States

926 Incline Way Suite 250 [Satellite], Incline Village, NV 89451 • United States

9595 Wilshire Lvd. Suite 601 [Office Of Convenience], Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Incline Village NV 07/2015 11/2016
Wells Fargo Clearing Services, Llc Incline Village NV 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Reno NV 03/2026 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, KIHEI, HAWAII, 100% OWNERSHIP, START DATE 5/25/2022,, 2 HRS PER MONTH, 0 HRS DURING TRADING, BED AND BREAKFAST.; RENTAL PROPERTY, INV RELATED, EUGENE, OR, 100% OWNERSHIP, START: 11/01/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RESIDENTIAL RENTAL PROPERTY. RJ BERNSTEIN WEALTH MANGEMENT LLC; INV RELATED;CRYSTAL BAY,NV; INVESTMENT ADVISOR;100% OWNERSHIP; START DATE: 03/23/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-11
S63 Uniform Securities Agent State Law Examination 1983-04-29
  • S65 Uniform Investment Adviser Law Examination
    1995-10-11
  • S63 Uniform Securities Agent State Law Examination
    1983-04-29
Other Names
  • Richard Jay Berstein
  • Rj Bernstein

View on SEC IAPD

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