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322 E. Council Street Suite 1A, Salisbury, NC 28144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-24 |
| SC | RA | APPROVED | 2023-06-29 |
| NC | RA | APPROVED | 2006-06-06 |
Branch Locations
322 E. Council Street Suite 1A, Salisbury, NC 28144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Salisbury | NC | 06/1993 | 06/2023 |
| Cf Parks Inc. | Salisbury | NC | 01/1988 | Present |
| Parks Financial Services, Inc. | Salisbury | NC | 01/2006 | Present |
| Parks Property Management, Llc | Salisbury | NC | 01/2004 | Present |
1. Parks Property Management LLC; President; real estate holding company; investment related. Start date: 2004. 2. Parks Financial Services, Inc.; President; accounting and tax services firm; conducted from branch location; non-investment related. Start date: 2006. Approximately 10% of time spent on this activity. 3. Parks Providence Farm LLC; Mr. Parks is the Co Owner and care taker of the farm; 440 MT Vernon Park RD Salisbury NC 28147 (Charles' residence) ; non-investment related. Start date: March 23, 2026. Less than 10% of time spent on this activity & less than 10% during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-19 |
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