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John Mark Doerfer

LPl Financial LLC

Chapel Hill, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-07
  • NC RA
    APPROVED
    Since 2025-05-07

Branch Locations

1385 Environ Way, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Durham NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Durham NC 11/2016 05/2025
Lpl Financial Llc Raleigh NC 05/2025 Present
Previous Registrations
Other Businesses

1)04/28/2025 - John Doerfer - Non-Variable Insurance - Inv Rel - Durham, NC - Start: 04/2025 - 4 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2006-09-01

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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