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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-03 |
Branch Locations
2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States
2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Miami | FL | 07/1997 | 06/2020 |
| Ubs International Inc. | New York | NY | 01/2010 | 06/2020 |
| Ubs Financial Services Inc. | Coral Gables | FL | 01/2010 | 06/2020 |
| Raymond James & Associates, Inc. | Boca Raton | FL | 06/2020 | Present |
(1)Name of Business: Sullivan Address: 2340 Arch Creek Dr, Norht Miami, FL, 33181, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee Account number 583ph169
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-18 |
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