Thomas Hugh Lee

Employer firm

Smith, Moore & Co. CRD 3441

$2.37B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 03/2020
  Raymond James Financial Services
  Magee, MS
• 02/2007 → 03/2020
  Priority One Bank
  Magee, MS
• 01/2009 → 03/2020
  Raymond James Financial Services Advisors, Inc
  Magee, MS
• 08/2008 → 03/2020
  Priorityone Insurance Agency, Inc.
  Magee, MS
• 03/2020 → Present
  Smith, Moore & Co.
  Brandon, MS

Previous Registrations

• 2009-01-02 → 2020-03-12
  Raymond James Financial Services Advisors, Inc
  Magee, MS
  Flowood, MS
• 2007-02-21 → 2009-01-02
  Raymond James Financial Services, Inc.
  Magee, MS
  Brandon, MS
  Hattiesburg, MS
• 2007-01-05 → 2007-02-01
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
  Mendenhall, MS
• 2004-01-01 → 2007-01-12
  Cetera Advisors Llc
  Mendenhall, MS
• 2002-01-04 → 2004-01-01
  Ifg Advisory Services Inc
  Mendenhall, MS
• 1993-12-15 → 2003-03-26
  Bts Asset Management, Inc.
  Mendenhall, MS

Other Businesses

Insurance Agent, investment-related, same office address, Insurance service and sales, 03/2020, 1 hour per month, 1 hour per month during trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-16
• S63 Uniform Securities Agent State Law Examination
  1995-11-24

Other Names

• Tommy Lee
• Thomas Hugh Lee