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Current Employers
Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2020-03-23
  • MS RA
    APPROVED
    Since 2020-03-23

Branch Locations

190 Gateway Drive Suite C, Brandon, MS 39042 • United States

173 E. Maud Ave., Mendenhall, MS 39114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Magee MS 01/2007 03/2020
Priority One Bank Magee MS 02/2007 03/2020
Raymond James Financial Services Advisors, Inc Magee MS 01/2009 03/2020
Priorityone Insurance Agency, Inc. Magee MS 08/2008 03/2020
Smith, Moore & Co. Brandon MS 03/2020 Present
Previous Registrations
Other Businesses

Insurance Agent, investment-related, same office address, Insurance service and sales, 03/2020, 1 hour per month, 1 hour per month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-16
S63 Uniform Securities Agent State Law Examination 1995-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-06-16
  • S63 Uniform Securities Agent State Law Examination
    1995-11-24
Other Names
  • Tommy Lee
  • Thomas Hugh Lee

View on SEC IAPD

Other Firms

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