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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-07-15
TX RA APPROVED 2024-07-15
  • MS RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-15

Branch Locations

315 E Government St, Brandon, MS 39042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brandon MS 07/2011 07/2024
Raymond James & Associates, Inc Brandon MS 07/2024 Present
Previous Registrations
  • 2011-07-05 → 2024-07-30
    Brandon, MS
    Taylorsville, MS
    Flowood, MS
    Carthage, MS
    Mize, MS
    Richland, MS
    Pearl, MS
    Florence, MS
    Pelahatchie, MS
    Philadelphia, MS
    Taylorsville, MS
    Flowood, MS
    Brandon, MS
    Pearl, MS
    Flowood, MS
    Raleigh, MS
  • 2006-02-28 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Taylorsville, MS
    Taylorsville, MS
    Charlotte, NC
    Brandon, MS
  • 2005-01-21 → 2006-02-28
    Trustmark Securities, Inc.
    Brandon, MS
Other Businesses

(1)Name of Business: Address: 1112 Pointe Cv, Brandon, MS, 39042, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee a second house and make sure rent/bills paid (2)Name of Business: NOCO Farms Address: 1112 pointe cove, brandon, MS, 39042, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Partner Investment Related: No Start Date: 09/15/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Facilitate selling of lots in subdivision. (3)Name of Business: NOCO Investments Address: 1112 pointe cove, brandon, MS, 39042, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Partner Investment Related: No Start Date: 08/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Our real estate business that owns the building we are in for raymond james (4)Name of Business: NOCO Rents LLC Address: 315 E Government St, Brandon, MS, 39042, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-02
  • S66 Uniform Combined State Law Examination
    1998-02-02
Other Names
  • Chas Gualano

View on SEC IAPD

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