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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-19
  • PA RA
    APPROVED
    Since 2024-09-19

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

412 Salt Street, Saltsburg, PA 15681 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 04/2005 03/2021
Delta Global Services Findley Township PA 11/2009 Present
Horizon Transport Wakarusa IN 08/2020 09/2024
Plum School Distric New Kensington PA 08/2020 04/2022
Grove Point Advisors, Llc Rockville MD 04/2021 09/2024
Grove Point Investments, Llc Rockville MD 04/2021 09/2024
Uber Saltsburg PA 06/2021 09/2024
Vanderbilt Financial Group Woodbury NY 09/2024 Present
  • 04/2005 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 11/2009 → Present
    Delta Global Services
    Findley Township, PA
  • 08/2020 → 09/2024
    Horizon Transport
    Wakarusa, IN
  • 08/2020 → 04/2022
    Plum School Distric
    New Kensington, PA
  • 04/2021 → 09/2024
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 09/2024
    Grove Point Investments, Llc
    Rockville, MD
  • 06/2021 → 09/2024
    Uber
    Saltsburg, PA
  • 09/2024 → Present
    Vanderbilt Financial Group
    Woodbury, NY
Previous Registrations
  • 2021-04-01 → 2024-09-23
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Saltsburg, PA
  • 2007-01-08 → 2021-04-01
    Grove Point Investments, Llc
    Pittsburgh, PA
    Saltsburg, PA
    Saltsburg, PA
    Saltsburg, PA
Other Businesses

HORIZON TRANSPORT-INDEPENDENT CONTRACTOR POSITION: contractor/driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/18/2020 ADDRESS: state route 19, Wakarusa IN 46573, United States DESCRIPTION: Transporting pre-selected vehicles to/from pre-designated destinations throughout United States and Canada; as an independent contractor (I control hours/destinations). AUTO DRIVE AWAY POSITION: driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2021 ADDRESS: 412 Salt Street, Saltsburg PA 15681, United States DESCRIPTION: Driver for an auto transport UBER POSITION: driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 412 Salt Street, Saltsburg PA 15681, United States DESCRIPTION: Driver for Uber

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-14
S63 Uniform Securities Agent State Law Examination 1983-04-08
  • S65 Uniform Investment Adviser Law Examination
    2006-11-14
  • S63 Uniform Securities Agent State Law Examination
    1983-04-08

View on SEC IAPD

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