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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-19 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 04/2005 | 03/2021 |
| Delta Global Services | Findley Township | PA | 11/2009 | Present |
| Horizon Transport | Wakarusa | IN | 08/2020 | 09/2024 |
| Plum School Distric | New Kensington | PA | 08/2020 | 04/2022 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 09/2024 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 09/2024 |
| Uber | Saltsburg | PA | 06/2021 | 09/2024 |
| Vanderbilt Financial Group | Woodbury | NY | 09/2024 | Present |
HORIZON TRANSPORT-INDEPENDENT CONTRACTOR POSITION: contractor/driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/18/2020 ADDRESS: state route 19, Wakarusa IN 46573, United States DESCRIPTION: Transporting pre-selected vehicles to/from pre-designated destinations throughout United States and Canada; as an independent contractor (I control hours/destinations). AUTO DRIVE AWAY POSITION: driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2021 ADDRESS: 412 Salt Street, Saltsburg PA 15681, United States DESCRIPTION: Driver for an auto transport UBER POSITION: driver NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 412 Salt Street, Saltsburg PA 15681, United States DESCRIPTION: Driver for Uber
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-08 |
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