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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-12
FL RA APPROVED 2012-03-12
  • TX RA
    APPROVED_RES
    Since 2018-10-12
  • FL RA
    APPROVED
    Since 2012-03-12

Branch Locations

5259 South Temiami Trail, Siesta Key, FL 34231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Sarasota FL 03/2012 Present
  • 03/2012 → Present
    Robert W. Baird
    Sarasota, FL
Previous Registrations
Other Businesses

NAME & ADDRESS: Paul Buskey Residential Rental Property 8016 Midnight Pass Road Sarasota, FL 34242 NATURE OF ENTITY: Single family residence which I own in my own name and which I rent to tenants. RESPONSIBILITIES IN ROLE: Repair, replace, maintain and collect rent HOURS DEVOTED: 1/MONTH NAME & ADDRESS: Rental Property 8247 Midnight Pass Road Sarasota, FL 34242 NATURE OF ENTITY: Rental Property RESPONSIBILITIES IN ROLE: Owner Start date: 2/1/22 HOURS DEVOTED: 5/MONTH HOURS DEVOTED during securities hours: 0/MONTH Non Investment Related NAME & ADDRESS: Rental Property 2411 Post Road Sarasota FL 34231 NATURE OF ENTITY: Rental Property RESPONSIBILITIES IN ROLE: Owner Start date: 9/1/22 HOURS DEVOTED: 1/MONTH HOURS DEVOTED during securities hours: 0/MONTH Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-29
S63 Uniform Securities Agent State Law Examination 1983-06-01
  • S65 Uniform Investment Adviser Law Examination
    1994-04-29
  • S63 Uniform Securities Agent State Law Examination
    1983-06-01

View on SEC IAPD

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