Charles Michael Fortenberry

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-14
FL	RA	APPROVED	2012-03-19

TX RA
APPROVED_RES

Since 2019-11-14
FL RA
APPROVED

Since 2012-03-19

Branch Locations

5259 South Temiami Trail, Siesta Key, FL 34231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Sarasota	FL	03/2012	Present

03/2012 → Present

Robert W. Baird

Sarasota, FL

Previous Registrations

2008-01-01 → 2012-03-19

Wells Fargo Clearing Services, Llc

Sarasota, FL
1994-07-18 → 2008-01-01

A. G. Edwards & Sons, Inc.

Sarasota, FL

Sarasota, FL

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-07
S63	Uniform Securities Agent State Law Examination	1993-08-05

S65 Uniform Investment Adviser Law Examination

2011-10-07
S63 Uniform Securities Agent State Law Examination

1993-08-05

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews