Mitchell Carter Laughton

Current Employers

Employment History

• 01/1984 → Present
  The Laughton Company
  Reno, NV
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Reno, NV
• 03/2001 → Present
  Kestra Investment Services, Llc
  Reno, NV

Other Businesses

Name: The Laughton Company Investment Related: Yes Address: 140 Washington Street Reno NV 89503 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 4/15/1972 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Insurance and Securities advise, sales and service Name: McMillan House , LLC Investment Related: No Address: 140 Washington Street Ste. 100 Reno NV 89503 Nature of Business: Other Other/None of the Above Family Real Estate - Non Income Producing Position, Title or Relationship: Owner - Manager Start Date: 1/2/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Family Real Estate - Non Income Producing Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: JUSTin Hope Foundation Investment Related: No Address: 870 Steneri Way, Suite 101 Sparks NV 89431 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 2/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General Board Obligations, Meeting and Fundraising for the charity's mission. Name: THE PROSPECTORS CLUB POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/02/2023 ADDRESS: 160 West Liberty Street, Reno NV 89501 DESCRIPTION: Approving the budget for the club and its events, and the ongoing business of the club. There are monthly board meeting to discuss the clubs ongoing affairs. Name: HIGHER GROUND, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2026 ADDRESS: 1760 Wendy Way, Reno NV 89509, United States DESCRIPTION: This LLC is formed in Mexico to purchase land. I intend to build a home on the property for my personal use. It is not my intention to use this as an income producing property at this time.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-12
• S63 Uniform Securities Agent State Law Examination
  1985-08-09

Designations