John Michael Volpe

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-30
NJ	RA	APPROVED	2024-09-27

TX RA
APPROVED_RES

Since 2024-09-30
NJ RA
APPROVED

Since 2024-09-27

Branch Locations

2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Shrewsbury	NJ	06/2015	09/2024
Morgan Stanley Smith Barney Llc	Sea Girt	NJ	09/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2024	Present

06/2015 → 09/2024

Stifel Nicolaus & Co Inc

Shrewsbury, NJ
09/2024 → Present

Morgan Stanley Smith Barney Llc

Sea Girt, NJ
10/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY
10/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-06-01 → 2024-10-04

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ
2010-01-25 → 2015-06-24

Rbc Capital Markets, Llc

Wall Township, NJ

Red Bank, NJ
2005-07-15 → 2010-01-26

Wells Fargo Clearing Services, Llc

Spring Lake, NJ

Spring Lake, NJ
2002-05-31 → 2005-07-19

Morgan Stanley Dw Inc.

Sea Girth, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-01
S63	Uniform Securities Agent State Law Examination	1984-05-04

S65 Uniform Investment Adviser Law Examination

1994-02-01
S63 Uniform Securities Agent State Law Examination

1984-05-04

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews