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Samuel B. Sinclair

Wells Fargo Clearing Services, LLC

Norwell, MA

CRD 5191209

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

91 Longwater Circle Ste 300, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 07/2007 12/2025
Wells Fargo Clearing Services, Llc Norwell MA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2007-10-26
Designations
  • Certified Financial Planner
Other Names
  • Samuel Bennett Sincalir
  • Samuel Bennett Sinclair

View on SEC IAPD

Nearby Firms

ESSENTIAL ASSET MANAGEMENT, LLC
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Nearby Investors

STEPHEN M DAGLIO
ELIZABETH MARY VALLONE
JAMES F PIEROTTI

Nearby Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA

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