David Howard Lazarus

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Fahnestock & Co. Inc.
  New York, NY
• 04/2003 → Present
  Oppenheimer Asset Management Inc.
  New York, NY

Previous Registrations

• 2003-04-15 → 2007-11-13
  Oppenheimer Asset Management
  New York, NY
• 1997-10-30 → 2003-01-03
  Cibc World Markets Corp.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-11
• S63 Uniform Securities Agent State Law Examination
  1983-04-26