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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-05-19 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Mora, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource/Ameriprise Financial | Minneapolis | MN | 08/2013 | 05/2020 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2020 | Present |
| Heidelberger Farm Equipment Llc | Pine City | MN | 01/2004 | Present |
NAME OF BUSINESS:HEIDELBERGER FARM EQUIPMENT ; TYPE OF BUSINESS: RETAIL SALES (E.G. DEPARTMENT OR SPECIALTY STORE), AUCTIONS; NOT INVESTMENT RELATED;EMPLOYEE; HRS/MONTH: 0 - 20 ; INC: UP TO $10000;NO ACTIVITY INVOLVES RBC CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITY TO COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR PUBLIC AS RBC ACTIVITY. ---- Name of Activity: Farming; Date Activity Started/modified: 01/02/2018; Type of Activity: SMALL BUSINESS; Role/Relationship: OWNER/PROPRIETOR; Responsibilities: Farm maintenance; Income Per Year: $10,000 - $20,000; Total hours Per Month: 20 - 40; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO. NAME OF ENTITY: Heidelberger Farm Equipment, LLC. ADDRESS: 3923 State Hwy 70 Pine City, MN 55063 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Farm Equipment and Auction Company CAPACITY: Employee START DATE: 05/20/20 DUTIES: Manage auctions HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 NAME OF ENTITY: Farming ADDRESS: 1777 Sherwood St Mora, MN 55051 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Raise cattle CAPACITY: Sole Proprietor START DATE: 05/20/20 DUTIES: Manage auctions HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-15 |
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