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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2011-04-01 |
| TX | RA | APPROVED_RES | 2005-01-18 |
| MD | RA | APPROVED | 1998-10-27 |
Branch Locations
39 E Churchville Rd, Bel Air, MD 21014 • United States
9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bel Air | MD | 10/1998 | Present |
RENTAL PROPERTIES - PARTNER/INVESTOR PROPERTIES ARE HELD FOR INVESTMENT PURPOSES THESE ARE INVESTMENT PROPERTIES HELD JOINTLY WITH MY HUSBAND. CORRESPONDENCE IS RECEIVED AT MY HOME ADDRESS IN BEL AIR, MD 21015 OR AT MY HUSBAND'S BUSINESS ADDRESS: 3 VALE ROAD, BEL AIR, MD 21014 START DATE OF OWNERSHIP VARIES WITH EACH PROPERTY. WE BEGAN ACQUIRING PROPERTY IN APPROXIMATELY 1995 (?). I DEVOTE 0 HOURS TO THE PROPERTIES. I HAVE ABSOLUTELY NO DUTIES WITH REGARD TO THESE PROPERTIES. I*: 2080274 Entity Type: School, College or University Name of OBA: University of Southern California Address: Los Angeles, CA 90089 Investment Related: NO Position, Title, Association: Other Employee Start Date: 01/14/2025 Number of Hours: 10hrs annually Number of Hours during trading: 0 Duties: Participate in a learning collaborative of diverse experts and community partners to identify, curate and disseminate planning resources for family caregivers and care recipients. Activities include reviewing research studies, reports, policies, services and programs focused on caregiver financial and workplace security.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-07 |
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