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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| MN | RA | APPROVED | 2013-12-23 |
Branch Locations
1 West Water Street #250, Saint Paul, MN 55107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | St Paul | MN | 04/2008 | Present |
| Raymond James Financial Services Advisors Inc. | St. Paul | MN | 04/2008 | Present |
(1)Name of Business: OK Financial Inc Address: 1001 Southview Blvd #1, South Saint Paul, MN, 55075, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 05/20/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operating a branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-25 |
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