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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

717 Wall Street, Norman, OK 73069 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Self-Employed Norman OK 03/1990 Present
R C Jones & Co., Llc Norman OK 01/2002 Present
Voya Financial Advisors Norman OK 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1990 → Present
    Self-Employed
    Norman, OK
  • 01/2002 → Present
    R C Jones & Co., Llc
    Norman, OK
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Norman, OK
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:R.C. Jones & Company; No; 717 WALL STREET; NORMAN; OK; 73069; Residential Real Estate; Owner,; 9/21/2001; 12; 12; Manage residential real estate|NAME OF ENTITY:Wall Street Brokerage LLC; Yes; 717 WALL STREET; NORMAN; OK; 73069; financial services; owner; 10/1/2004; 40; 40; recruit and contact insurance agents to sell fixed products through|NAME OF ENTITY:Rodrea Properties, LLC; No; 717 WALL STREET; NORMAN; OK; 73069; Real Estate; Owner; 1/8/2015; 0; 0; Run LLC.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 717 WALL STREET; NORMAN; OK; 73069; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/26/2009; 20; 20; sales of fixed insurance products|NAME OF ENTITY:RODNEY JONES-NOTARY; No; 717 Wall St.; Norman; OK; 73069; NOTARY PUBLIC; Notary Public; 1/21/2009; 1; 1; PROVIDE NOTARY SERVICES./NOTARIZE DOCUMENTS|NAME OF ENTITY:Jones Financial Partners; Yes; 717 Wall St; Norman; OK; 73069; financial services/DBA; Senior Partner; 5/1/2021; 40; 40; financial planning and investment management.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-12
S63 Uniform Securities Agent State Law Examination 1983-06-30
  • S65 Uniform Investment Adviser Law Examination
    1996-02-12
  • S63 Uniform Securities Agent State Law Examination
    1983-06-30
Designations

View on SEC IAPD

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