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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| OH | RA | APPROVED | 2009-03-10 |
Branch Locations
100 S. Broadway 2Nd Floor Pob 448, Salem, OH 44460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Salem | OH | 03/2009 | Present |
1. Ohio Valley Energy; 200 Victory Road #4, Youngstown, OH 44515; Oil/Gas well drilling and service; Lessor; Receive royalty checks; 06/05/2007; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-28 |
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