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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-26
OH RA APPROVED 2022-05-09
  • TX RA
    APPROVED_RES
    Since 2024-06-26
  • OH RA
    APPROVED
    Since 2022-05-09

Branch Locations

123 North Broadway, Salem, OH 44460 • United States

5531 Mahoning Avenue, Youngstown, OH 44515 • United States

43 W. Liberty Street, Girard, OH 44420 • United States

44 E Federal St Unit 4, Youngstown, OH 44503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Youngstown OH 02/2022 06/2022
Jpmorgan Chase Bank, N.A. Youngstown OH 07/2006 Present
J.P. Morgan Securities Llc Youngstown OH 06/2022 Present
Other Businesses

Entity Name: Second Geek Studios Ltd Investment related: No Address: Private Residence Nature of the other business: Software Development Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Independent software development. There is no similarity to my role with JPMC, nor is there any connection or concerns about competition.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Other Names
  • James C Aeppli
  • James Christopher Aeppli
  • James Aeppli

View on SEC IAPD

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