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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-10-06 |
| IL | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED_RES | 2025-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin G. Nicol & Assoc., Inc. | Granite City | IL | 02/1991 | Present |
| Nicol Investors Corporation | Granite City | IL | 08/2002 | Present |
| Nicol Enterprises | Granite City | IL | 01/2006 | Present |
| Nicol Advisors Corporation | Granite City | IL | 05/2006 | Present |
| The Nicol Foundation | Granite City | IL | 06/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2025 | Present |
| Nicol Financial Services, Llc | Granite City | IL | 08/2024 | Present |
1. SOUTHERN ILLINOIS UNIVERSITY AT EDWARDSVILLE FOUNDATION, SIUe, Edwardsville, IL 62026, 06/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 10 HR/MO, 4 HR/MO TRADING. 2. KEVIN G. NICOL & ASSOCIATES, INC., P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 4 HR/MO TRADING 3. NICOL INVESTORS CORPORATION (NIC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Administrative, INV REL, 250 HR/MO - 150 HR/MO TRADING 4. NICOL ADVISORS CORPORATION (NAC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, RIA Affiliation - other than CIRA, NIR, 4 HR/MO - 4 HR/MO TRADING 5. NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 6. NICOL INVESTMENT PROPERTIES. LLC (NIP), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, President, Real Estate, NIR, 20 HR/MO - 20 HR/MO TRADING 7. THE NICOL FOUNDATION (TNF), P. O. Box 907, #1 Executive Park, Ste 3, Granite City IL 62040, United States, 06/01/2014, President, NIR, 10 HR/MO - 0 HR/MO TRADING 8.NICOL ENTERPRISES, INCORP. (NEI), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, A Holding Company, NIR, 10 HR/MO - 10 HR/MO TRADING 9.NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 08/05/2024, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 10. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/09/2025 11. GRANITE CITY CEO, #1 Executive Park, P. O. Box 907, Granite City IL 62040, 01/2026, Board Member, Educational Program to mentor and train young Entrepreneurs, NIR, 10 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-28 |
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