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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-10-06
IL RA APPROVED 2025-06-09
TX RA APPROVED_RES 2025-06-09
  • MO RA
    APPROVED
    Since 2025-10-06
  • IL RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2025-06-09

Branch Locations

#1 Executive Park, Granite City, IL 62040 • United States

Sunrise Beach, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin G. Nicol & Assoc., Inc. Granite City IL 02/1991 Present
Nicol Investors Corporation Granite City IL 08/2002 Present
Nicol Enterprises Granite City IL 01/2006 Present
Nicol Advisors Corporation Granite City IL 05/2006 Present
The Nicol Foundation Granite City IL 06/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
Nicol Financial Services, Llc Granite City IL 08/2024 Present
  • 02/1991 → Present
    Kevin G. Nicol & Assoc., Inc.
    Granite City, IL
  • 08/2002 → Present
    Nicol Investors Corporation
    Granite City, IL
  • 01/2006 → Present
    Nicol Enterprises
    Granite City, IL
  • 05/2006 → Present
    Nicol Advisors Corporation
    Granite City, IL
  • 06/2014 → Present
    The Nicol Foundation
    Granite City, IL
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
  • 08/2024 → Present
    Nicol Financial Services, Llc
    Granite City, IL
Previous Registrations
  • 2006-06-06 → 2025-10-06
    Nicol Advisors Corporation
    Granite City, IL
Other Businesses

1. SOUTHERN ILLINOIS UNIVERSITY AT EDWARDSVILLE FOUNDATION, SIUe, Edwardsville, IL 62026, 06/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 10 HR/MO, 4 HR/MO TRADING. 2. KEVIN G. NICOL & ASSOCIATES, INC., P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 4 HR/MO TRADING 3. NICOL INVESTORS CORPORATION (NIC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Administrative, INV REL, 250 HR/MO - 150 HR/MO TRADING 4. NICOL ADVISORS CORPORATION (NAC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, RIA Affiliation - other than CIRA, NIR, 4 HR/MO - 4 HR/MO TRADING 5. NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 6. NICOL INVESTMENT PROPERTIES. LLC (NIP), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, President, Real Estate, NIR, 20 HR/MO - 20 HR/MO TRADING 7. THE NICOL FOUNDATION (TNF), P. O. Box 907, #1 Executive Park, Ste 3, Granite City IL 62040, United States, 06/01/2014, President, NIR, 10 HR/MO - 0 HR/MO TRADING 8.NICOL ENTERPRISES, INCORP. (NEI), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, A Holding Company, NIR, 10 HR/MO - 10 HR/MO TRADING 9.NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 08/05/2024, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 10. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/09/2025 11. GRANITE CITY CEO, #1 Executive Park, P. O. Box 907, Granite City IL 62040, 01/2026, Board Member, Educational Program to mentor and train young Entrepreneurs, NIR, 10 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-07
S63 Uniform Securities Agent State Law Examination 1983-03-28
  • S66 Uniform Combined State Law Examination
    2005-11-07
  • S63 Uniform Securities Agent State Law Examination
    1983-03-28
Other Names
  • Kevin G Nicol

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