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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-04-15
IL RA APPROVED 2020-05-12
  • MO RA
    APPROVED
    Since 2026-04-15
  • IL RA
    APPROVED
    Since 2020-05-12

Branch Locations

3502 Maryville Rd, Granite City, IL 62040 • United States

Glen Carbon, IL • United States

1153 Vaughn Rd, Wood River, IL 62095 • United States

507 Edwardsville Rd, Troy, IL 62294 • United States

4415 Martin Luther King Dr, Alton, IL 62002 • United States

2142 S State Route 157, Glen Carbon, IL 62034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Glen Carbon IL 03/2019 Present
Bank Of Edwardsville Edwardsville IL 09/2003 03/2019
Busey Bank Glen Carbon IL 05/2020 Present
  • 03/2019 → Present
    Raymond James Financial Services, Inc.
    Glen Carbon, IL
  • 09/2003 → 03/2019
    Bank Of Edwardsville
    Edwardsville, IL
  • 05/2020 → Present
    Busey Bank
    Glen Carbon, IL
Other Businesses

(1)Name of Business: Busey Investment Services Address: 2142 South State Route 157, Glen Carbon, IL, 62034, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/11/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assisting FA Lisa Hock and Clients\nMaintain my own book of business as an FA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-11
  • S66 Uniform Combined State Law Examination
    2020-05-11
Other Names
  • Mary Sambor
  • Mary Frances Sambor
  • Mary Potthast

View on SEC IAPD

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