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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
290 E Verdugo Ave Ste 205, Burbank, CA 91502 • United States
290 East Verdugo Avenue Suite 205, Burbank, CA 91502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-18 |
| CA | RA | APPROVED | 2001-03-20 |
Branch Locations
290 E. Verdugo Ave. Suite 205, Burbank, CA 91502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cameron Thornton Associates | Burbank | CA | 01/1982 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cta Wealth Advisors, Inc | Burbank | CA | 01/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: NO, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE), POSITION/TITLE/RELATIONSHIP: BROKER, START DATE: 01/2007, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A BROKER; (2) NAME OF OTHER BUSINESS: CAMERON THORNTON ASSOCIATES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, POSITION/TITLE/RELATIONSHIP: OWNER - SOLE PROPRIETORSHIP, START DATE: 01/1982, APPROX NUMBER OF HOURS PER WEEK: 30 DURING TAX SEASON , APX NUMBER OF HOURS DURING TRADING HOURS: 30 DURING TAX SEASON , BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND ACCOUNTING SERVICES. (3) NAME OF OTHER BUSINESS: WADE P. THORNTON SEPARATE PROPERTY TRUST, THORNTON FAMILY SURVIVORS - WPT CHILDREN , & THORNTON FAMILY EXEMPTION TRUST - WPT CHILDREN, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIDUCIARY ROLES FOR THORNTON FAMILY MEMBERS, POSITION/TITLE/RELATIONSHIP: TRUSTEE, APPROX NUMBER OF HOURS PER MONTH: 0 - 4 HOURS PER WEEK, BRIEF DESCRIPTION OF DUTIES: FIDUCIARY SERVICES - RESPONSIBLE FOR DAY TO DAY MANAGEMENT OF TRUST ASSETS FOR TRUST ACCOUNTS; (4) NAME OF OTHER BUSINESS: CTA WEALTH ADVISORS, INC, INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISORY AND FINANCIAL CONSULTING FIRM WITH THE SEC ; START DATE: 01/2020, POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER / CEO ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS PER WEEK DURING TRADING: 32.5 , BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-26 |
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